Risk Mitigation Services.

ICC provides risk mitigation services to address the compliance, operational, business process and technology issues that confront directors and management teams. The objective of this service is to identify, document and resolve the business, operational, and technical risks inherent within the investment management business.

Risk Mitigation Services consist of:

• Due diligence reviews and analyses
• Compliance, operational and technical process evaluations
• Documentation reviews
• Impact analyses
• Risk evaluation and assessments
• Disaster recovery/business continuity evaluations

Client Benefits:

• Provides early identification of business process or activities that are peripheral, redundant or unnecessary in the day to day conduct of investment business
• Facilitates timely, accurate documentation that reflects the "real" world as it exists within an operating environment
• Detects gaps and likely impacts from process or operational activities that are not in consonance with current policy, procedure or compliance guidelines.
• Identifies the organization's overall control environment and the recommended steps necessary to improve prospective gaps, omissions or oversights in which management was unaware or uninformed.
• Creates a mechanism and recommended plan of action to manage and control risk as well as to identify those areas which require management attention.